The appropriately named Sarbanes-Oxley Compliance Toolkit includes a whole range of materials specifically put together to both introduce, and take you through this most important of legislation.
As security is such a major theme on the Act, many organizations are using the international ISO standards. The ISO 27001 Portal outlines these. A copy of the standards, and security policies, can be obtained via the ISO 17799 Toolkit.
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Our server logs indicate some interesting mis-spellings: Sarbannes Oxley, Sorbane Oxley, Sarbanne Oxley, Sarbaines Oxley, Sarbanesoxley, Sorbanes Oxley, Sabanes Oxley, Sarbane Oxley, and Sarbanes Oaxley, to name but a few!
Posted: Wed Feb 13, 2008 9:38 am Post subject: Fraud risk assessement
Hello:
I have recently became aware that some external auditors expect their clients to provide a separate fraud risk assessment along with their SOX materials.
We have documented many of our fraud risks throughout our various cycles' narratives and control matrices (including entity level risks and controls), but I am I to believe that we should create a new dedicated fraud risk assessment? I cannot find where this is specifically spelled out in the Act, but if anyone can share their experiences with a First Year greenie, I'd appreciate it.
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