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The Sarbanes Oxley Act :: View topic - SOX Compliance Manager - SF
Posted: Thu Sep 30, 2010 3:51 pm Post subject: SOX Compliance Manager - SF
Our client, one of the largest banks in California, is seeking a seasoned Sarbanes-Oxley (SOX) Compliance Manager to work out of their headquarter office in San Francisco, CA.
Reporting to the SVP/Assistant Controller, the SOX Manager is responsible for the direct oversight of SOX compliance. The major responsibilities of this position will include:
• Overall SOX Compliance: Participating in the development and implementation of key strategies and initiatives related to SOX compliance.
• Maintaining the corporate policies, procedures, and methodologies for effective SOX compliance.
• Working with business unit (BU) partners to help ensure that SOX 404 documentation is current, complete, and accurate.
• Reviewing exception test results with BU partners to determine issue significance; understand how action plans and remediation timelines impact SOX reporting.
• Staying abreast of business process changes impacting SOX controls and providing guidance, where necessary.
• Participating in the design decisions and other support-related matters for the system which supports the creation, maintenance, testing, and certification of SOX controls.
• Coordinating with internal and external auditors regarding SOX compliance, testing, and issue resolution. Actively participating as a member of the corporate SOX Oversight Committee.
• Preparing meeting materials and SOX-related reports for senior management.
• Proactively work with and provide guidance to the business unit risk managers (BURMs) in their oversight of their BU's SOX controls.
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