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Sarbox Compliance
The appropriately named Sarbanes-Oxley Compliance Toolkit includes a whole range of materials specifically put together to both introduce, and take you through this most important of legislation.

For detailed information see the toolkit's own website: Sarbanes-Oxley Compliance


SOX Act and Security
As security is such a major theme on the Act, many organizations are using the international ISO standards. The ISO 27001 Portal outlines these. A copy of the standards, and security policies, can be obtained via the ISO 17799 Toolkit.

The SOX email storage requirements can be fulfilled using the GFI MailArchiver


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Our server logs indicate some interesting mis-spellings: Sarbannes Oxley, Sorbane Oxley, Sarbanne Oxley, Sarbaines Oxley, Sarbanesoxley, Sorbanes Oxley, Sabanes Oxley, Sarbane Oxley, and Sarbanes Oaxley, to name but a few!

Sarbanes-Oxley Act Forum: Forums

The Sarbanes Oxley Act :: View topic - SOX Sampling
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SOX Sampling

 
Post new topic   Reply to topic    The Sarbanes Oxley Act Forum Index -> General Sarbanes Oxley Discussion
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nonuSOX
Newbie
Newbie


Joined: Feb 01, 2012
Posts: 1
PostPosted: Wed Feb 01, 2012 5:57 pm    Post subject: SOX Sampling Reply with quote
Hi All,
I have a problem!
We have control whose freq was "As Occurs" we reviewed the population in Round 1 and determined it to be a weekly control (5 samples). We are going back in Round 2 but the external auditors are saying that you need to review the population once more and determine your updated sample size.
Do we need to re-evaluate all controls (All As Occur) controls and determine their updated sample size at each round? Or do we stick with our Round 1 value and test the whole year based on that annualization?
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kymike
SoxGuru
SoxGuru


Joined: Jun 02, 2004
Posts: 637
Location: USA
PostPosted: Wed Feb 01, 2012 8:16 pm    Post subject: Reply with quote
You should reevaluate the frequency at each test date to ensure that you have an appropriate sample selected.
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