Experienced SOX Consultant available, open to travel 702

  • I just completed an engagement at a German subsidary (paper industry) successfully.
    Activities included the full SOX 404 scope:

    • determing significant accounts and business processes,
    • process documentation (narrative, flowcharts),
    • creation of RCMs and testplans
    • performing walk-throughs and testing of controls within an internal audit
    • discussion with external auditors
      Activities were performed for both financial and IT area, however my IT-testing was done on a limited scope, i.e. focused on general controls.
      I’m familiar with both frameworks, COSO and COBIT. In fact, I have created a COSO self-assessment tool during my first SOX engagement.
      For more information including contact data, I invite you to visit my website dca-consulting.de. All SOX-pages are available in English. Upon request I may provide you with a more detailed CV and SOX references.

  • Please contact me at:
    herb_at_interbasecorp.com to further discuss a current opportunity.
    Herb Pendleton

  • Herb
    I am a qualified US CPA/CIA with many years of experience after completing my chartered accountancy from India. I am now in the US on a valid work visa and am providing SOX Consulting services. I have just completed a SOX review/testing engagement at a leading Fortune 1000 Information Technology company.
    Please let me know if you have any interesting opportunities for myself and for my other junior colleagues from India who are all chartered accountants, bright and energetic.
    Looking forward to hear from you.
    Chandrasekar (Chandra)

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