Banking Industry. 2338
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Can anyone out here point me to a good resource to gain grasp on regulatory compliance (outside SOX) in the banking industry i.e. GLBA?
Any help would be appreciated. Thnx
Denis last edited by
Much as it pains me to say it the Wikipedia entry on banking regulation is a decent starting point for US regulation. As you can see there is a lot there.
With a more European focus you might want to have a look at resources around Basel II
and the FSA in the UK
alencooper last edited by
Regulatory compliance a complex, thorny issue that touches almost all companies, especially in its finance, IT, and human resources departments. Health Insurance Portability and Accountability Act (HIPAA) achieving compliance with regulations such as, Sarbanes-Oxley (SOX) Act and the Gramm-Leach-Bliley Act (GLBA) requires more than knowing the law themselves. HIPAA, SOX and GLBA the specifics vary, as complying with any or all of them should be your overall approach. Rules, the most important type of information with a handle on what your company deals and getting what steps it has reached beyond knowing. After that, solid strong IT security and general business practices, including regular staff training, help your company achieve compliance will continue.
transontung90 last edited by
you have mention about USA and EURO registration , how about australia rule ? because I studied at RMIT and gonna get CPA certificate so I want to get more knowledge about it