Scope of SOXA Limited to Corporations Listed in NYSE? 838
angie last edited by
After some reading of papers, I understood that SOXA only applies to listed companies whenever the stock exchange they are in have adopted and requires the SOX as conditions for being and stay listed.
Knowing that they are as may stock exchanges as different states in US (am I wrong ?), additionally there are places where shares are exchanged but were no such 10K or SOX is requirements obliged. I am thinking about the Pink sheets, AMEX, OTB exchanges.
May I have a clear definition of the SOXA impact limits?
Thanks a lot