Sample of SOX engagement letter 2909

  • Dear all,
    Anyone can help the following:

    1. Anyone got a sample of SOX engagement letter?
    2. Anyone know is there clauses/ sections within SOX Act that spells out clearly the consultant’s liabilities (representing mgmt to implement SOX404)?

  • I don’t have an engagement letter, but since this would be an agree-upon procedure engagement, the form and content of the agreement is open to negotiation.
    The SOX consultant has no responsibility for controls. Management cannot relieve itself of control responsibility. Management is responsible for everything that a consultant would do regarding design, implementation and testing of controls.

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